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Investment Industry Regulatory Organization of Canada
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561	Table of Contents \| MDA \| Financials \| Security Insert ANNUAL REPORT 2012 – 2013 PROTECTING INVESTORS AND FOSTERING FAIR, EFFICIENT AND COMPETITIVE CAPITAL MARKETS ACROSS CANADA Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 10:25:04 Business Investment Self-regulatory organizations Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Exempt market dealer High-frequency trading International Organization of Securities Commissions Financial economics Finance Financial regulation
562	Why IIROC Matters to You, the Investor The Investment Industry Regulatory Organization of Canada (IIROC) regulates all investment dealers in Canada. We set high quality regulatory and investment industry standards to pr Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2011-12-22 12:51:30 Economy of Canada Business Investment Industry Regulatory Organization of Canada Finance Ombudsman for Banking Services and Investments Canadian securities regulation Financial services Canadian Investment Manager Financial economics Banking in Canada Canadian Investor Protection Fund
563	Microsoft Word - LD T Director Code of Conduct december 2012 bkln doc.docx Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-04-16 16:31:54 Corporations law Corporate governance Financial regulation Investment Industry Regulatory Organization of Canada Board of directors Duty of confidentiality Conflict of interest Fiduciary Law Legal ethics Common law
564	BY-LAW NO. 1 being a General By-law of INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ORGANISME CANADIEN DE RÉGLEMENTATION DU COMMERCE DES VALEURS MOBILIÈRES Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-06-12 11:44:59 Heights Community Council Constitution of the State of Colorado
565	Microsoft Word - ASC Review June[removed]response _Final_ - 2007Jul11 _Clean_.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-11 15:24:49 Financial system Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Law Investment Industry Regulatory Organization of Canada Securities Act Franchising Financial regulation Business United States securities law
566	Universal Market Integrity Rules Rules & Policies 7.10 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:09:53 Financial system Financial markets Self-regulatory organizations Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Settlement Algorithmic trading Securities Financial economics Finance
567	Universal Market Integrity Rules Rules & Policies 10.9 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:36:07 Financial markets Stock market Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Algorithmic trading Order Futures contract Financial economics Investment Finance
568	Microsoft Word - Carmen Bio final.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-06-18 15:20:22 Canada Financial system Investment Industry Regulatory Organization of Canada Securities Fonds de solidarité FTQ Fédération des travailleurs et travailleuses du Québec Canadian securities regulation Caisse de dépôt et placement du Québec International Organization of Securities Commissions Financial regulation Canadian Labour Congress Economy of Canada
569	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-11-14 11:26:04 Webcast Torys Law Business Canada Financial regulation Investment Industry Regulatory Organization of Canada Securities
570	Re-publication of Proposed Guidance Respecting OES Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-23 10:46:05 Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Financial economics Financial system Finance Investment Financial regulation Securities Economy of Canada

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